1.2JSSF202332024-01-25T17:10:00Z20237100.000.000.000.00100.00CLEARPOOL EXECUTION SERVICES, CPEM100.000.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://clearpoolgroup.com/quarterly-606-disclosure. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.100.000.000.000.00100.00CLEARPOOL EXECUTION SERVICES, CPEM94.740.000.000.0094.740.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://clearpoolgroup.com/quarterly-606-disclosure. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.MERIDIAN EQUITY PARTNERS INC.MERP3.510.000.000.003.510.00000.00000.00000.00000.00000.000032.400027.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://meptraders.com/sec-rule-606/ . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.ATM EXECUTION LLCATMC1.750.000.000.001.750.00000.00000.00000.00000.00000.0000-3.0247-7.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://www.cowen.com/regulatory-disclosures/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.97.3376.711.370.0021.92X-Change Financial AccessXFA1100.00100.00100.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”) utilizes X-Change Financial Access, LLC, a division of Marex, to trade. CJMP receives and handles all option orders on a “Not Held” basis. CJMP does not participate in the receipt of payment for order flow or any other order routing inducements. CJMP for trading options will follow best practices to achieve best execution. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://xfa.marex.com/about-us/compliance-disclosures/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20238100.000.000.000.00100.00CLEARPOOL EXECUTION SERVICES, CPEM66.670.000.000.0066.670.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://clearpoolgroup.com/quarterly-606-disclosure. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.MERIDIAN EQUITY PARTNERS INC.MERP33.330.000.000.0033.330.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://meptraders.com/sec-rule-606/ . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.100.000.000.000.00100.00CLEARPOOL EXECUTION SERVICES, CPEM100.000.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://clearpoolgroup.com/quarterly-606-disclosure. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.100.0069.860.000.0030.14X-Change Financial AccessXFA1100.00100.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”) utilizes X-Change Financial Access, LLC, a division of Marex, to trade. CJMP receives and handles all option orders on a “Not Held” basis. CJMP does not participate in the receipt of payment for order flow or any other order routing inducements. CJMP for trading options will follow best practices to achieve best execution. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://xfa.marex.com/about-us/compliance-disclosures/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.202390.000.000.000.000.00100.000.000.000.00100.00CLEARPOOL EXECUTION SERVICES, CPEM100.000.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”), in its efforts to seek best execution, routes customer orders to various venues. Certain venues offer cash credits or rebates for orders that provide liquidity to their books and charge explicit fees for orders that extract liquidity from their books. Certain other venues are inverted, meaning such venues offer cash credits or rebates for orders that extract liquidity from their books and charge explicit fees for orders that provide liquidity to their books. CJMP routes orders to exchanges that provide these programs and may be eligible for these benefits under the relevant exchange rules. CJMP’s order routing decisions are based on a number of factors, including but not limited to, price, liquidity, venue reliability, cost of execution, likelihood of execution and potential for price improvement. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://clearpoolgroup.com/quarterly-606-disclosure. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. While CJMP has made its best efforts to provide accurate information in this report, CJMP does not guarantee or represent that this report is accurate or complete. Many factors may contribute to inaccuracies in this report. CJMP disclaims any liability for incidental, consequential, direct or indirect damages that may result from reliance on this report.100.0071.430.000.0028.57X-Change Financial AccessXFA1100.00100.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Citizens JMP Securities (“CJMP”) utilizes X-Change Financial Access, LLC, a division of Marex, to trade. CJMP receives and handles all option orders on a “Not Held” basis. CJMP does not participate in the receipt of payment for order flow or any other order routing inducements. CJMP for trading options will follow best practices to achieve best execution. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is typically available at: https://xfa.marex.com/about-us/compliance-disclosures/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.