Equities/Equity Capital Markets

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Equity Research

Our equity research platform produces deep sector insights and differentiated investment recommendations for US institutional clients. The team covers more than 400 publicly traded companies in seven focus industries:

  • Technology
  • Healthcare
  • Financial services
  • Real estate
  • Consumer
  • Industrials
  • Digital infrastructure
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Institutional Sales & Trading

From action-oriented ideas to high-quality execution and after-market support, Citizens' sales & trading team brings together the organization's full expertise to deliver optimal client solutions. As part of this solution set, the Corporate Access team provides a high-touch service to match institutional investors with corporate executives through conferences, non-deal roadshows and other customized events.

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Equity Capital Markets

The ECM team provides specialist capital-raising through securities underwriting and issuance services, including:

  • Initial Public Offerings
  • Follow-Ons
  • Convertibles
  • At-The-Market Offerings (ATMs)
  • PIPEs
  • Private Placements
  • Capital Market Advisory

Transactions

Mark Lehmann

CEO, Citizens JMP Securities, LLC

Gavin Slader

Head of Strategic Advisory

James O'Day

Head of Equities

Andy Mertz

Head of Equity Capital Markets

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© Citizens Financial Group, Inc. All rights reserved. Citizens is a brand name of Citizens Bank, N.A. Member FDIC

“Citizens” is the marketing name for the business of Citizens Financial Group, Inc. (“CFG”) and its subsidiaries. “Citizens Capital Markets & Advisory” is the marketing name for the investment banking, research, sales, and trading activities of our institutional broker-dealer, Citizens JMP Securities, LLC (“CJMPS”), Member FINRA and SIPC (See FINRA BrokerCheck and SIPC.org). Securities products and services are offered to institutional clients through CJMPS. (CJMPS disclosures and CJMP Form CRS). Banking products and services are offered through Citizens Bank, N.A., Member FDIC. Citizens Valuation Services is a business division of Willamette Management Associates, Inc. (a wholly owned subsidiary of CFG).

Securities and investment products are subject to risk, including principal amount invested and are: NOT FDIC INSURED · NOT BANK GUARANTEED · MAY LOSE VALUE